the SEC’s supervision. Under the new rule, which will become effective from 1 October 2022 onwards, the qualifications of such investors are amended to incorporate an aspect of adequate financial

SEC Secretary-General Ruenvadee Suwanmongkol stated that the SEC Board Meeting No. 12/2564 held on 9 June 2021 had passed a resolution approving the Notification of the Securities and Exchange

COMPANY LIMITED Disclosure Business News ( 16 record(s) found) Date Time Heading Link 29/09/2022 21:58 Notification on Information Memorandum on the Disposal of Asset of IGEN Energy Company Limited and

Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (“SKFM”), a fund management

prepared and disclosed the the report (Form 59-2) to the SEC office on July 1, 2020 which means Mr. Prasarn failed to prepare and disclose the report within the period specified in the notification of the

However, Mr. Raj failed to prepared and disclosed the report (Form 59-2) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 1/2025

failure to prepare and submit the accurate the annual registration statement / annual report (Form 56-1 One Report) for the year 2022 in accordance with the notification of the Capital Market Supervisory

and completeness of the daily net liquidity fund calculation report form ("Form Dor Jor. 1") at the time of the incident, was responsible for the operation of Bitazza. His failure to perform

report for the year 2024 (Form 56-1 One Report) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board on

liable for PACE’s failure to prepare and submit (1) the audited financial statements for the year 2023 and (2) the annual registration statement for the year/annual report for the year 2023 (Form 56-1 One