’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 18/01/2021 Thai Securities company CGS-CIMB SECURITIES (THAILAND
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 22/01/2021 ( ) Direct sale/purchase Phahana Investor Co., Ltd
’ name SEVEN UTILITIES AND POWER PUBLIC COMPANY LIMITED Securities Code: 7UP 2. Date of action resulting in reporting obligation 11/03/2021 Thai Securities company CGS-CIMB SECURITIES (THAILAND
’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED Securities Code: MAJOR 2. Date of action resulting in reporting obligation 14/06/2021 Foreign Securities company MORGAN STANLEY N CO. INTERNATIONAL
’ name MAJOR CINEPLEX GROUP PUBLIC COMPANY LIMITED Securities Code: MAJOR 2. Date of action resulting in reporting obligation 05/08/2021 Foreign Securities company Citigroup ( ) Direct sale
’ name U CITY PUBLIC COMPANY LIMITED Securities Code: U 2. Date of action resulting in reporting obligation 27/08/2021 Thai Securities company CREDIT SUISSE SECURITIES (THAILAND) COMPANY LIMITED
’ name LH FINANCIAL GROUP PUBLIC COMPANY LIMITED Securities Code: LHFG 2. Date of action resulting in reporting obligation 08/09/2021 Thai Securities company LAND AND HOUSES SECURITIES PUBLIC COMPANY
. Securities Code: TKT 2. Date of action resulting in reporting obligation: 29 October 2020 2.1 () Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai
. Securities Code: TKT 2. Date of action resulting in reporting obligation: 24 November 2020 2.1 () Acquisition ( ) Disposition ( ) Through the Stock Exchange of Thailand via a securities company: Thai
participates in determining credit ratings, including an employee involved in a credit rating committee. garding the creditworthiness of an entity or obligation, expressed using an established and defined