inappropriate acts have been committed and consequently subject to correction measures such as SEC order of financial statements rectification, and SEC warning for the shareholders to exercise voting rights. The
capital market as a fund raising channel with competitive cost for businesses and foster the Thai capital market as a regional financial connector for fund raising and investment. Vorapol Socatiyanurak, SEC
Bangkok, February 27, 2015 ? The SEC will issue the regulations to promote more financial product variety and thus widen investment choices on foreign securities for investors in Thailand. Prakid
-to manual helping them ask necessary questions about investment products and making investment decision with more confidence. Moreover, they can try ?Financial Goal Calculator? to test whether their
analysis on industry outlook to serve as information for making investment decision.As for the personnel, TIA was encouraged to upgrade right protection volunteers in the areas of analyzing financial
suitability test before letting clients make an investment, as specified by the SEC regulation. ?Our mission is to protect investors as well as facilitate fundraising for business sectors and develop financial
needs and getting to know various financial products. Also, information to share with the visitors includes how to plan asset allocation with risk diversification; properly select securities companies
Previously, the SEC instructed MVP to conduct a special audit in relation to certain transactions that raised concerns based on the auditor’s observations, the review of financial statement
;), purchased 2,620,000 BIG shares by utilizing the non-public information he accessed by virtue of his position. Such information was the annual financial statement of 2015 operating results showed the net