, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries, as well as other notifications or guidelines issued under such Notification. Clause 4 In providing

trading of the service offering system and in case of providing services of the system for matching trading orders, the information on the ranking and matching of trading orders shall be disclosed as well

providing services of the system for matching trading orders, the information on the ranking and matching of trading orders shall be disclosed as well; (c) types of derivatives eligible for trading in the

: (1) ensure safekeeping of the collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a

collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause 9 (3); (2) have in place a system to monitor any benefit on the

securities lender, it shall also: (1) ensure safekeeping of the collateral, and call for additional collateral from the borrower if necessary to maintain the collateral to loan ratio in compliance with Clause

. In the case where the Office requests the management company to explain or to provide additional documents within a specified period, if the management company does not comply nor proceed within the

company in writing that the Office has received complete documents. In the case where the Office requests the management company to explain or to provide additional documents within a specified period, if

follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are recommended to study related

information under (1)(b) 1. to 3. Clause 11. In advertising the fund, the securities company shall at least have statement or warning as follows: (1) a statement related to how investors can acquire additional