. Clause 7. In cases where the securities company submits the request for an exemption from the requirement of independent director in accordance with Clause 5 with all required document to the Office prior
Clause 5 with all required document to the Office prior to the date on which this Notification comes into force, the Office will consider the request for an exemption and notify the securities company of
the date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or
date on which it has received the required information in full. The accepted courses will be published in the website of the Office. If the organizer fails to file the information in advance or submit
writing with an approval from the company’s board of directors and shall contain at least the following details: (a) system for the calculation of capital adequacy according to standard required by the
adequacy according to standard required by the Office, or any other higher standards approved by the Office; (b) the limit of derivatives position (position limit) held by the company at any time considering
TRANSLATION) (a) system for the calculation of capital adequacy according to standard required by the Office, or any other higher standards approved by the Office; (b) the limit of derivatives position
not required for submission of an application to list securities of the Company on the SET again (Relisting) due to the following reasons; 1) The acquired business is similar to and complements the