for sale of newly issued securities in the category of debentures (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a

securities in the category of debentures between August 11, 2017 and August 5, 2020 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the

offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction

offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction

Mr. Saiphet Thongngao Mr. Saiphet Thongngao colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Miss Sureerat Ardpaksa Miss Sureerat Ardpaksa colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Mr. Woraphol Muenbowon Mr. Woraphol Muenbowon colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the failure to

sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the