approximately 25.1 billion baht and 29 billion baht. According to the investigation, the planner for EARTH at the time of the SEC order (EY Corporate Advisory Services Limited (EY)) had prepared and submitted

According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged

and a CG expert in the ACGS, adds that “IOD congratulates all listed companies obtaining the awards. Thai listed companies have exhibited continuing improvement according to the ACGS standards

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, (1) Polyplex Corporation Limited (PCL), which directly holds 16.5 percent of PTL shares and

October 2018 and on 13 November 2018 (five business days in total). According to the investigation, it was discovered that, at the time of such wrongful acts, the four offenders, holding positions and

terms imposed by the Civil Penalty Committee. When the alleged offender has paid for the fine penalty in full according to such agreement, the right to institute the civil proceeding and criminal

trading account to trade securities for her own personal gains and interfering with the client?s assets by withdrawing and tranfering securities from the client?s account. According to a referral from SCB

suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients.  According to the SEC findings

Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in the capital market according to Clause 6(1) of the of the Notification of Capital Market Supervisory Board

offenders have the right according to criminal justice procedure to clarify and present information and evidence to the respective authorities. In any case, the filing of a criminal complaint commences the