express and did not express opinion on such financial statements indicating that the records of allowances for possible losses on collection of short-term loan to subsidiary and trade accounts receivables
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
contracts not prepared in accordance with its accounting policy. Besides, the accounting system and internal controls regarding the construction cost reports were not followed which may affect the accuracy
investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of
Content List of Registered Fund Supervisor No. Registered Name Address Registered Rate 1 Kasikornbank PCL 1 Soi https://www.sec.or.th/EN/Pages/MarketData/FundSupervisors.aspx English (United States
supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of the Initial Public Offering Public Limited https://publish.sec.or.th/nrs/7885pe.doc 7591p.doc
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of
appraisal Attachment 5: Unabridged https://publish.sec.or.th/nrs/8617pe.doc แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4
compliance supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of the Initial Public Offering Public Limited https://publish.sec.or.th/nrs/7885pe.doc < 1 ... >> > < 1