investment products. Technology plays a vital role in facilitating more convenient and faster execution of financial transactions, but technology can be a two-sided coin as criminals too are stepping up their
of delivering quality papers in the long run. Moreover, there must be a quality control process before releasing, while analysts must be IAA members in order to catch up with updated knowledge
secondary market which will be set up later by SET after consultation with SEC. The signing of MOU today is an official outset of the continuous collaboration among the three agencies to nudge and develop
transferred to Apple Wealth when in fact Sakkarin had never purchased any shares for the client in the first place. He made up false documents and misled the client that such share transfer did occur. Moreover
principles and guidelines for policy making, from investment decision-making to close monitoring of invested companies. Fund managers can also contribute by improving monitoring measures or teaming up with
บุคคล และผู้ประกอบธุรกิจตัวกลางในตลาดทุน และ Retirement Check Up แอปพลิเคชันบนเว็บไซต์ที่ช่วยตรวจสุขภาพการเงินเพื่อวางแผนเกษียณ โดยในช่วงเช้าของวันเสาร์ที่ 5 ตุลาคม 2562 ก.ล.ต. มีบรรยายพิเศษหัวข้อ “4 รู้
to Mrs. Sirivipa Supantanet, SEC assistant secretary-general, the SEC has always been supportive of efforts to set up an IFEC shareholders meeting to elect new directors in order to fulfil the legal
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures
Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the
February. The Registered Provident Fund of the SEC Office has already adopted the I Code.At the end of 2017, provident funds had net asset value (NAV) of 1,082,619 million baht, up 11.23 percent from 2016