responsible business, (3) maintaining good corporate citizenship, and (4) promoting resilience to various risk factors and changes.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and
personnel. The SEC also proposed to emphasize significance of ?compliance officer? by requiring LBDU licensee and derivatives broker appoint at least a compliance officer with specified qualifications.The
available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website or facsimile number 0-2263-6301 and 0-2695-9825 or e-mail at subhara
used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or
at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9796 or email: corporat@sec.or.th.The public hearing ends on
-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at
available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6311 or email: rangrong@sec.or.th.The public hearing ends on
transfer fee in case of transfer to another fund of the same type under the same management within deadline. The waiver would not apply to the brokerage fee.The consultation paper is available at
available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6354 or email: sarocha@sec.or.th.The public hearing ends on
communication, and (4) the oversight of fund products and duty performance of selling agents. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to