on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without

to the status prior to the date of rehabilitation order. However, JAS has not recognized any liabilities resulted from the Supreme Court decision, viewing that there is insufficient information to

express and did not express opinion on such financial statements indicating that the records of allowances for possible losses on collection of short-term loan to subsidiary and trade accounts receivables

) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A

contracts not prepared in accordance with its accounting policy.  Besides, the accounting system and internal controls regarding the construction cost reports were not followed which may affect the accuracy

investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of

report to 29 May 2026. However, as the company has not been able to demonstrate any progress in the conduct of the special audit and has not yet appointed an auditor to perform the special audit, the

coming July," added Pakorn.Under this collaboration, the SEC will activate the Prof. Link system to automatically connect with the license database and with the reporting of the license training results

commended the pilot initiative to connect the stock markets of Malaysia and Singapore which could act as a template for future connectivity amongst ASEAN stock markets.The meeting also endorsed the ACMF

(NRBS) not exceeding 2 Details related to other regulatory changes on KBank business operations during 2017 can be found in the Management Discussion and Analysis (MD&A) reports for the quarters ending