take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
initiating and promoting ?ASEAN CG Scorecard? project. We view that the assessment will not only help elevate CG quality of Thai listed companies in line with international standards, but also promote
Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for
such trading.In performing their duties, investment consultants can send trading orders only when obtaining instructions directly from the client. They cannot make decisions on behalf of clients
for investment decision making; such as key financial ratios in comparison with information of other companies in the similar industry. The report will not, however, provide any recommended price. The
January 18, 2012. The SEC therefore revoked their approval and banned {A} to re-entry into the industry for two years while {B} was barred for one year and one month. {C} case was reported by MTS Gold
cautious and deal only with licensed business operators in order to avoid scams and rip-offs. List of licensees is available at the SEC website (www.sec.or.th) under ?License Check? banner. In case of
. Although, programmed to activate only when SET Index dropped by 10 percent and 20 percent without any breaker for the mai, setting parameter of circuit breaker at minus 10 percent for both markets triggered
Baht 16.05 million in quarter 1/2018 or 5.79% due to management deciding to only renew the contracts with projects that have appropriate gross profit margin only. Management service Engineering service