offer in Form 247-3 and the offer document in Form 247-4 to the SEC Office within the period prescribed by the Securities and Exchange Commission. Subsequently, Mr. Parkin reduced his shareholding to

securities and the changes to such holdings (Form 59) within 9 September 2021. However, Mr. Tradsin prepared and disclosed the report (Form 59) to the SEC office on 10 September 2021 which is later than the

the bondholders’ representative, failed to maintain the required qualifications of a bondholders’ representative and neglected to notify the SEC Office of such disqualification. Consequently, he shall

SEC office within 4 months since the end of the accounting period, as well as publishing such financial statement on the company’s website within such period. In this regard, Coindee submitted such

executing transactions. Accordingly, ERX conducted foreign currency transactions exceeding the approved limit set by the SEC office. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4

SEC Office on DECEMBER 9, 2022 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee issued special order no. 1/2025 imposing a fine on FL 2024 CO., LTD. as the

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee

financial statement for first period of six months of the year 2023 to the SEC Office on October 6, 2023 later than the period specified by the law On March 11, 2025, the Criminal Fining Committee issued

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. On

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. On