which borrowing such securities for delivering is required according to the Notification of the Capital Market Supervisory Board in relation to short selling of securities by means of borrowing securities
or client’s account on the condition that it is the following cases: (1) being short selling by which borrowing such securities for delivering is required according to the Notification of the Capital
of margin call: (1) the required amount of the initial margin and the maintenance margin . If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
evidence of margin call: (1) the required amount of the initial margin and the maintenance margin. If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
following matters in Thailand: (a) disclosing and sending [i] information of the scheme as required by law or regulations under the responsibility of home regulator to investors or [ii] any other information
Office is not required to comply with the provisions under Clause 3 and Clause 4. However, where such securities company has been, and continues to operate as, the derivatives broker , it shall not be
. Clause 5 A securities company which ceases the operation of the securities business of all kinds and has given a written notice of such intention to the SEC Office is not required to comply with the