further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by
and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine twice the amount of the benefits received or should have
a privilege for us to have Director-General of the Revenue Department, Satit Rungkasiri as a panelist on ?New Tax Policy and Directions that Listed Companies Should Know.? The SEC believes that the
, attempts to arrest the offender have failed and the statute of limitations has run out.
, Yanyong and Ziriwat in the amount of 3,854,145 baht, 8,7,625 baht, and 15,861,919.29 baht, respectively. The fine amounts were based on the amount of the benefit they received or should have been received
with the guideline. In this regard, advertisements launched by certain asset management companies and considered as compliance with the guideline have been chosen as examples for others,? said Deputy
confirm and formalize the good contacts between our two authorities. Thailand and Luxembourg have a lot of things in common and we are convinced that this MoU will be beneficial by prompting a better mutual
relevant to its core or non-core businesses upon conditions that they have an apparent outsourcing policy, measures, criteria, and service provider control system. Outsourcing however does not discharge
Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which have been promulgated in replacement of the said two notifications.
for their investment decision making. ?The regulations on securities allotment to the issuing companies? related persons must be revised as they have been in force for years. The revision aims to