become a fully digitalized infrastructure of the capital market. The successful launch of the DIF Web Portal today is a significant milestone, at which the work of market participants becomes integrated
; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading
ASEAN CIS initiative to the Philippines further strengthens connectivity in the ASEAN region. As the fourth signatory to the Framework, we will also endeavour to work together with other signatories in
เทียบได้และสอดคล้องกันประเด็นสำคัญที่หารือกันในการประชุมข้างต้นมีความสอดรับกับ Work Program 2021-2022 ของ IOSCO ที่จะดำเนินการต่อไปในระยะข้างหน้า โดยจากผลกระทบของ COVID-19 นั้น IOSCO ได้เพิ่ม 2 ประเด็น
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
data, to encourage government and private sectors to work up their readiness before the effective of Personal Data Protection Act B.E. 2562 on 1 June 2021, and to build the cooperation and exchanges
work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
found defects in the work performance of three branch managers at two branches, namely (1) {I}, who failed to exercise proper discretion in solving problems when detecting deceitful acts, and (2) {J} and
years, the SET has placed high priority on promoting investor education and investment in mutual funds through a number of projects and activities, especially the well-known ?Let Your Money Work through
investment of the general public. Significant efforts will be geared to provident fund investment to promote retirement savings. SEC organizational development: adjustment of work process in various areas