) securities issuers to ensure that they have disclosed information adequate for investors’ decision making, their directors and management have fit and proper qualifications, and their internal controls are

should ensure that a proper mechanism is in place for the nomination and development of senior management executives and management of personnel structure, ensure effective performance of duties by the CEO

characteristics and natures of transactions to be regarded as “suspicious transactions;” (2) have in place monitoring systems to promptly identify or detect suspicious transactions; (3) arrange to have proper

transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following nature or other similar

detect suspicious transactions; (3) arrange to have proper procedures in considering to report a suspicious transaction. Clause 20. Securities company may prescribe that a transaction with the following

: incomplete and/or being reviewedinformation. Revised version: new report submitted by the reporter to replace theold one. Chain principle: indirect acquisition of stocks by the reporter, triggering a tender

version: incomplete and/or being reviewedinformation. Revised version: new report submitted by the reporter to replace theold one. Chain principle: indirect acquisition of stocks by the reporter, triggering

If the business has outstanding treasury stocks, the total number of voting rights of the business shall refer to the voting rights of the total paid-up share capital less the total number of

calculated as follows: (a) Where the reported securities are shares: (b) Where the reported securities are convertible securities: 1 If the business has outstanding treasury stocks, the total number of voting

treasury stocks, the total number of voting rights of the business shall refer to the voting rights of the total paid-up share capital less the total number of outstanding treasury stocks as of the last day