Provision ____________________ Chapter 1 Scope of Applicability ____________________ Clause 4 The regulations on structured notes is under two separate parts due to the combined characteristics of the bonds

transaction. 3. Commercial banks are allowed to open a separate foreign currency deposit (FCD) account with foreign source for authorized money changers, and such account is to be used exclusively for

. Provide the disclosure in a separate section titled “Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky debt

prescribed on the website of the SEC Office. The information that the offeror of the instruments files with the SEC Office in both paper and electronic formats shall be identical. Clause 28 The offeror of

ซึ่งเป็นเจ้าของข้อมูลสำคัญมีการให้สิทธิผู้ใช้งาน รายอื่นให้สามารถเข้าถึงหรือแก้ไขเปลี่ยนแปลงข้อมูลของตนเองได้ เช่น การ share files เป็นต้น จะต้องเป็นการให้สิทธิเฉพาะรายหรือเฉพาะกลุ่มเท่านั้น และต้อง

the omission of allocation of net profit as legal reserve since the separate financial statements of the Company states net loss and the omission of dividend payment from the operating result for the

possibility of an extension of the oil production reduction policy that originally was due to end in March 2018, along with the supply concerns that arose with Kurdistan’s referendum to separate from Iraq which

including real estate equities, infrastructure equities, multi- strategy real asset solutions and real asset debt. PSG manages separate accounts, registered funds and opportunistic strategies for

dissolution of invested mutual fund, closing of acceptance of trading orders of investment units or any other ground in a similar manner (if any). (4) separate the trading account for the capital market

UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...