and Develop Innovation in Support of Service Provision Related to Capital Market Which Are Not Deemed an Undertaking of Derivatives Business For Which an Approval Is Required _____________________ By
the purpose of assessing suitability for investment in or entering into a transaction of capital market products , an intermediary shall consider received information as prescribed in Clause 31 in order
contribute to achieving others strategic initiatives of SEC Thailand, thereby positioning the capital market to become a key mechanism in advancing the country towards SDGs”The ATB has the role in forming
Related to Capital Market Which Are Not Deemed An Undertaking of Derivatives Exchange and Derivatives Clearing House for Which an Approval Is Required _______________________ By virtue of Section 3 and
such changes to the capital market products (if any). Chapter 2 Compilation and Assessment of Client Information __________________ Clause 6 In compiling and assessing client information according to
capital market products (if any). Chapter 2 Compilation and Assessment of Client Information __________________ Clause 6 In compiling and assessing client information according to Clause 30 of the
Bangkok, September 27, 2012 ? The Thai capital market holds the third place, following Singapore and Hong Kong, in CG Watch 2012 ? a survey on corporate governance of Asian capital markets conducted
, Clause 38, Clause 43(3), and Clause 44 of the Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and