NMG shares at approximately the same period of time in an attempt to take over NMG business. The three parties? combined acquisitions exceeded any 5 percent trigger point and eventually the 25 percent
the trading volume of such shares on a large scale. In addition, several trading orders were matched within the same group, causing the PYLON trading to be inconsistent with the normal market condition
auditor of listed SOEs, has joined the project to enhance its audit quality on par with the same standards. The World Bank will assign an expert on international audit standards to train OAG officers and
}, a securities investment consultant of the same company, did not record their clients? securities trading orders. The three persons admitted that they took large amount of orders via mobile phone in
persons and general investors applies the same rules. In addition, the issuing companies must ensure that subscribers through any channels such as website or telephone, obtain executive summary or factsheet
percent of which must be allotted to individual subscribers under the small lot priority rule. The allocation limit for special subscribers* - owners, renters, assignors, sponsors or persons of the same
) Enhancing clarity in the management of conflicts of interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with
through close coordination and collaborative mechanisms. Such cooperation aims to enhance the effectiveness of tracking fund flows and examining complex behavioral patterns.At the same time, the SEC has
because JTS has the net loss of 6.19 million Baht in prior quarter and 4.83 million Baht if compared with the same quarter in 2015. Mr. Pete accessed that information by virtue of his positions as a
information prior to the disclosure of such inside information to the public on same day at 7.25 p.m. 09/09/2022 agreed to comply with civil penalties determined by the Civil Penalty Committee as