must comply with derivatives investment rules and be managed with due care for the benefit of investors. Maximum limit of derivatives investment must be set and clearly stated in the prospectus together
proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks
percent of its shares in the manner that taking an advantage over other investors due to the use of negative non-public information material to {X1} share price. The said information was about {X1}'s Q1
within December 31, 2013 must be for setting up of specific property fund only. In addition, a management company is required to submit to the SEC a due diligence certification.? Mr. Vorapol said.
shareholders should not approve the acquisition due to lower returns than the cost of equity. Therefore, the SEC advises GUNKUL shareholders to study the information thoroughly as well as seek clarification or
example, the issuer have never been rejected any PO submissions due to suspicion in severe inappropriate behavior in the past five years.The revised rules aim to prevent non-listed companies with severe
จัดการมีหนังสือรับรองการปฏิบัติหน้าที่ในการตรวจสอบและสอบทาน (due diligence) ด้วย? นายวรพล กล่าว
media interview, of additional information beyond what appears in the filing of CHEWA initial public offering. The cooling period of the IPO, as a result, has been suspended due to the inconsistent
, such as classes of investment units, right and return of each class, fees or other expenses payable by unit holders of each class, which must conform to each class of investment units. Due to the fact to