offering approval, disclosure and periodic reporting requirement.  The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website

price; 2) exercise of due care by listed companies? board of directors in giving information and opinions; and 3) the SEC?s approval prior to the placement. At this juncture, the SEC has taken into

consultant approval status. In addition, the SEC  suspended other three investment consultants: (1) {B}, then an employee of  Finansa Securities Co., Ltd.; (2) {C} of BT Securities Co., Ltd. (presently CIMB

Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The

Bangkok, February 13, 2012 ? The SEC is seeking public comments on draft revisions to the regulations governing approval for valuation companies and principal valuers for public purposes associated

Limited (“CCSP”), shall be liable for CCSP's offering for sale of newly issued securities in the category of promissory note between 19 July 2018 to 30 October 2020, without approval from the SEC

Ngern Tid Lor Public Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration

Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration statement (FORM 69-PP

to be performed. Therefore, Mr. Amorn is liable in the case where EA offered for sale newly issued securities in the category of a bill of exchange without obtaining approval from the Office of the

possessed material non-public information regarding: (1) the company’s approval to sell ordinary shares of its subsidiary to Plan B Media Public Company Limited (PLANB), and (2) the company’s plan to buy