.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action

material particular, providing an investment analysis or a forward looking statement based on false or distorted data. It is imperative that the persons who give information or opinions to the public be

for all public accounting firms in Indonesia?.Mr. Thawatchai Kiatkwankul, Director of the Accounting Supervision Department, SEC (Thailand) said ?The AARG meeting gives us the opportunity to discuss

grouping, the AARG will work closely together with the audit firms to achieve this target.?Ms Nidaporn Assawateerakiat, Director of the Accounting Supervision Department, SEC (Thailand) said ?High quality

Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven

warn the client and notify the supervisor of the suspicion. Moreover, the SEC urges securities firm's executives to monitor investment consultants under their supervision to perform duties in compliance

mobilization for businesses of all sizes while promoting financial and investment education for the public; Premier: establishing the SEC brand as a world-class regulatory agency driven by experienced

plans for each measure, as follows:        Quality Demand: (1) Cultivate long-term investment culture through individual investment accounts to enable investors to convert their savings into long-term

ที่ 5 มีนาคม 2569 ** เฉพาะประเทศที่เป็นสมาชิก Basel Committee on Banking Supervision (BCBS) 

system related to investment unit trading and fund management as defined in the notification concerning support system provider. “ the notification concerning support system provider ”4 means the