at (date) __________________________ Part C: Distribution of Hong Kong Covered Fund and Hong Kong Covered Management Company’s Local Representative Arrangement for Distribution of Hong Kong Covered

securities investment analyst under the notification of the Office of the Securities and Exchange Commission governing arrangement to have and approval for securities investment analyst and standards of

Part C: Distribution of NRI CIS and CIS Operator’s local representative Arrangement for distribution 16) Units in NRI CIS will be offered/ marketed in Thailand by the following intermediaries who are

ทีป่รกึษาการลงทุน (Advisory Fee) 413.37 0.153 ไม่เกนิรอ้ยละ 0.50 ค่าจดัตัง้และจดทะเบยีนกองทุน (Setup and Registered Fund) 20.99 0.008 ตามทีจ่่ายจรงิ ค่าใช้จ่ายอืน่ๆ ในการด าเนนิโครงการ (Others Operating

of equipment (THB 345 million), the payment for deposit for hotel management right (THB 75 million), investment in associates (THB 64 million), and cash receipt from lease arrangement (THB 492 million

Government Gazette on 10/07/2002, Vol. 119, Special section 63 Ngor. In arrangement for staff who contact with client to register with the Office as prescribed in Clause 16 of the Notification of the

/2002, Vol. 119, Special section 63 Ngor. In arrangement for staff who contact with client to register with the Office as prescribed in Clause 16 of the Notification of the Securities and Exchange

Ngor. In arrangement for staff who contact with client to register with the Office as prescribed in Clause 16 of the Notification of the Securities and Exchange Commission No. KorThor. 43/2543 Re: Rules

derivatives broker in the first paragraph, derivatives broker shall trade in derivatives only with institutional investor counter party. Clause 4. The provision of Clause 12 only with respect to an arrangement

derivatives only with institutional investor counter party. Clause 4. 3 4 The provision of Clause 12 only with respect to an arrangement to have personnel responsible for soliciting, or giving advice related to