request, you can contact the Data Protection Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information of the Capital Market The SEC Office communicates and disseminates information
the Bank of Thailand, including elimination of the Foreign Exchange Transaction Form, with implementation expected by the end of this year. Criteria for Supervision of Financial Conglomerates The Bank
control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where there is a breach of the guideline. The course of action should be
) Authorises the head of operational and business unit to monitor and control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where
to disclose information related to the arrangement of reserves in a manner that is accessible to the public; and (3) mutual fund supervision will primarily take into account unitholders’ benefits, with
Effective Date 1. Notification of the Office of the Securities and Exchange Commission Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies
of the Securities and Exchange Commission Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries (Codefied