commission of offense under Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the time of the offenses. Currently, the
more than 10 years, the total jail term was therefore reduced to 20 years* under Section 91 of the Penal Code. Owing to the fact that the defendant made confession with the SEC, his acts had impacted
under specific law(3) Finance companies/Credit foncier companies/ Securities companies(4) Non-life insurance companies/Life insurance companies(5) Mutual funds(6) Provident funds(7) Private funds in which
, Victor, was deemed as failure to properly supervise his subordinates to prevent them from any action in violation of or in contravention to law on securities and exchange or notifications promulgated under
operator of the outcome of the application for approval under Clause 2 (1) (a) within thirty days from the date of receipt of the valid and completed documents, except in case it is necessary to examine
SEC Office shall notify the derivatives business operator of the outcome of the application for approval under Clause 2 (1) (a) within thirty days from the date of receipt of the valid and completed
change in Q4-2018 can be shown in the table below: Topic Outstanding by Quarter Change Q4 – 18 Q3 – 18 Q4 – 17 Q4 – 18 VS Q3 – 18 Q4 – 18 VS Q4 – 17 (MB) (MB) % (MB) % Revenue from Sales , Services and
of total assets in the consolidated financial statement ended March 31, 2019, the size of which falls in between 15–50 percent, and shall be determined as a Class 2 transaction under the Acquisition or
accordance with the reduction of the registered share capital as by cancellation the existent contents and use the new contents as mention below: “Clause 4. Registered Capital 2,348,135,754 Baht (Two Thousand