. ** การอบรมครั้งนี้เป็นการต่อยอดจากงานสัมมนาออนไลน์ ในหัวข้อ “Guidelines for ESG Integration in Equity Analysis and Presentation in Analyst Research Reports” ที่ ก.ล.ต. จัดร่วมกับ CFA Institute และสมาคม
venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the strategic plan covering a wide array of
Papers Forum every month to provide a venue of presentation of research papers on capital market issues, exchange of knowledge and implementation. ?Over the past years, the SEC has moved under the
of content and form of presentation in order that a client would be able to receive necessary and useful information for using the intermediary ’s service or for making a decision of investment in
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
ค่าธรรมเนียมสับเปล่ียนหน่วยลงทุน สับเปลี่ยนเข้า สับเปลี่ยนออก ไม่เกินร้อยละ 1.07 (ยกเว้นไม่เรียกเก็บ) ไม่มี ค่าธรรมเนียมการโอนหน่วย (Unit Transfer Fee) 10 บาท ต่อ 1,000 หน่วยลงทุน (ถ้าม)ี ดูรายละเอียด
mutandis. Division 1 Registration of Transfer Restrictions and Approval Clause 30. Any person who wishes to offer for sale newly issued sukuk in the form of private placement shall be deemed to have obtained
rate changes on balances held in foreign currencies (0) Cash and cash equivalents at 30 June 2017 621 Non-cash transactions Transfer provisions to other payables and accrued expenses 72 Transfer
. The offer for sale under paragraph 1(2) and (3) that has been registered for a transfer restriction within the institutional investors or high net worth investors shall not be considered as an offer for