Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of
securities; (8) a company whose securities are traded in a securities trading center; (9) a trust under the Law on Trust for Transactions in the Capital Market. Clause 4 This Notification shall not apply in
and relevant to the client's investment decision. From the Stock Exchange of Thailand's securities trading inspection report on Electronics Industry Public Company Limited (EIC), the SEC further probed
? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
being traded in great volume and the price was changing inconsistently with normal market conditions, to lure the public into trading such shares. Somchai?s offense was in violation of Section 243 (1
Bangkok, October 7, 2013 ? The SEC and the Agricultural Futures Trading Commission (AFTC) signed a Memorandum of Understanding (MoU) to cooperate in exchange of information on the derivatives
manipulating Filter Vision Public Company Limited (FVC)’s share price by purchasing and selling shares, resulting in a trading condition for FVC shares that was inconsistent with the normal market conditions
. Nattapon Chalermpot, colluded in manipulating Filter Vision Public Company Limited (FVC)’s share price by purchasing and selling shares, resulting in a trading condition for FVC shares that was inconsistent