Fundamental Investment Analyst on Capital Market
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business
. ---------------------------------------- Note: * Clause 23(2), which specifies a prohibited characteristic of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
Characteristic of the transaction Enter into Contract to sell of Land and Buildings pricing as per condition total Baht 240,000,000. Size of Transaction Transaction size is 14.40% of total assets of the Company as
) Board of Directors 1. Mr. Apichai Taechaubol 2. Mr. Anukul Ubonnuch 3. Mr. Krittawat Taechaubol Source of Investment fund From the working-capital of the Company Connected transaction characteristic This
proceeding regarding capital market supervision or lacking of appropriateness in respect of trustworthiness as prescribed in Clause 24; (2) prohibited characteristic of Group 2 which is the case of being taken
, since the suspension as investment consultant is a prohibited characteristic of capital market personnel in Group 2 under Clause 30(4)(a) of the Notification of the Capital Market Supervisory Board No
, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic in Group 1 under Clause 29; (2) having a record of
specified as prohibited characteristic in Group 2 under Clause 30; 6 Amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market