financial statements for the year 2016 ended December 31, 2016 within the period specified in the notification. SEC Act S.300 Settlement Committee Meeting No. 7/2017 Settlement Committee Order No. 56

prepare and submit the reviewed financial statements for Q1/2017 ended March 31, 2017 within May 15, 2017. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 67/2017

financial statements for the year 2016 ended December 31, 2016 within the period specified in the notification. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 61/2017

and submit the annual registration statement for the year 2016 (Form 56-1, 2016) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. SEC Act S.300

Supervisory Board after he acquired NOBLE shares between January 31, 2013 and May 3, 2013 SEC Act S.246 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 76/2017 Dated 18/10/2017

Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

submit the reviewed financial statements for Q1/2017 ended March 31, 2017 within May 15, 2017. SEC Act S.300 Settlement Committee Meeting No. 10/2017 Settlement Committee Order No. 84/2017 Dated 15/11

SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement

) Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Settlement Committee Meeting No. 10/2017

and submit the reviewed financial statements for Q1/2017 to the SEC Office and the Stock Exchange of Thailand within the specified period, resulting in the company’s violation of section 56. SEC Act