registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
); “Thai Stock Exchange” means the Stock Exchange of Thailand; “commercial bank” means any commercial bank under the law governing financial institution business; “depositary agreement” means any agreement
innovative financial services that facilitate problem solving or develop services in the Thai capital market or benefit Thai investors or the Thai capital market; (2) having readiness for participating in a
submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering innovative financial
certified public accountants, prohibited characteristics, and qualifications used for registration, whether with authority or not, training history at the Thai Institute of Directors. Financial data: Data
1.6 Ongoing disclosure of financial position and performance information The Hong Kong Covered Management Company is required to prepare and submit a report on financial position and performance results
of financial and operational risks. In managing risks accociated with the operation of information technology, the derivatives broker shall put in place a system of control of the operation and
place an efficient risk system for the management of financial and operational risks. In managing risks accociated with the operation of information technology, the derivatives broker shall put in place a
public accountants, prohibited characteristics, and qualifications used for registration, whether with authority or not, training history at the Thai Institute of Directors. Financial data: Data relating