the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls

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and management of data and big data, which could help to develop, improve, and elevate internal data governance to support high-quality, secure data management and increase efficiency. The event took

COMPANY LIMITED C PANEL PUBLIC COMPANY LIMITED C.I. GROUP PUBLIC COMPANY LIMITED C.P.L.GROUP PUBLIC COMPANY LIMITED CAL-COMP ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED CAPITAL ENGINEERING NETWORK PUBLIC

Electronics (Thailand) Public Company Limited (the “Company”) No. 3/2018 was held on Aug 13, 2018 the following resolutions were passed: 1. The Board of Directors approved the declaration of interim dividend

1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and

4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in

or need of such person; “Office” means The Office of the Securities and Exchange Commission. Chapter 1 Operation Control Clause 4. Securities company shall have an effective internal control system

| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of

& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities