investor education, market disciplines and industry participations. Duty performance of company directors and executives is closely monitored to ensure compliance with corporate governance, protection of
big loss of money. In making an investment through a securities company, investors must transfer the subscription money to the securities company’s account only. In case of suspicion of trading
. _____________________Remark: the hearing documents (in Thai language only) are available at https://capital.sec.or.th/webapp/phs/upload/phs1552469161hearing-13-2562.pdf
their duties as directors or executives of a securities issuing company and listed company during the period they are prosecuted. In addition, the criminal complaint by the SEC is only the beginning
management and corporate governance. In the past, the business sector was expected only to make their own profit, and the government was responsible for the public interest. Today, the business sector is
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general
. In pursuing the goal to promote women’s roles in the Thai capital market, the IOD’s “Women on Boards” program will not only help enhance women’s knowledge and skills to be in readiness for professional
make sure that all comments and suggestions will be taken into account as the SEC maintains the balance between industry development and appropriate investor protection. Given the 24/7 non-stop operation
same asset management company to give investors an overall background for decision making. In other words, the disclosure should not only cover the list of funds that have successfully hit the trigger
Thavaramara said: ?Investors are strongly advised to monitor their trading transactions and money transfers, and make sure to transfer money directly to the account of the responsible intermediaries only. Also