2022) and considered that related applicable rules for proper and consistent practices of DA operators should be put in place. A public hearing on the proposed draft regulation was held during 4 July-3

already been put in place to handle situations that may affect business operation and to reaffirm readiness of the stock exchange, the debt market and the derivatives market, including the clearing and

continues to emphasize the importance of adequate measures to protect the clients’ interests and personal information. In this regard, business operators are required to put in place operational systems as

the sufficiency and appropriateness of these mechanisms are assessed annually must be put in place. SEC has published a hearing document on the above matter on SEC website, available at

investment in shares of limited companies, these can be offered for sale to more than 50 investors only if the offeror must put in place the following mechanism for protection of shareholder’s rights: (a

a capital market information center providing open data and open APIs to public. We put a lot of effort into issues like data governance, handling of personal information, IT security, enhancing

analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection.  The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective

in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to

alternative vehicle to manage their liquidity and to put their money away for a short time, besides bank deposits. Earlier, SEC conducted an opinion survey and also worked with the Association of Investment

involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively.  The public hearing