of trust and confidence in the Thai capital market. This goes beyond the SEC having effective supervision, concrete law enforcement, swift detection of abnormalities, and prompt imposition of

facilitate development and supervision so that they are in line with the changing landscape, and is ready to connect and is recognized in the international arena; (5) Investors have the capabilities in

SEC, as the agency responsible for the supervision and development of the Thai capital market, focuses on the development of more options for SMEs and startups to mobilize funds through the capital

และการกำกับดูแลความเสี่ยงด้านเทคโนโลยีสารสนเทศของบุคคลภายนอก ตลอดจนแนวทางการกำกับดูแลแบบ risk-based supervision การกำกับดูแลการปฏิบัติของผู้ประกอบธุรกิจต่อผู้ลงทุนรายย่อย และข้อจำกัดด้านการบังคับใช้

time since the inception in 2012. The recent findings in 2019 reflect notable effort by the supervisory agency for supervision of listed companies.The findings suggest that Thai listed companies still

, having information and research for consideration would facilitate the implementation of SEC’s policies on development and supervision of the capital market to be more precise and reach the result as

procedures for proof of guilt committed by a group of persons which is usually the case with market manipulation;      1.4 Supervision of exchange-based trading to maintain continuity and reliability of the

disclosed at www.sec.or.th. _____________________________   Notes:1. Institutional investors include:  (1) Asset managers under the SEC's supervision, e.g., asset management companies, private funds and

warn the client and notify the supervisor of the suspicion. Moreover, the SEC urges securities firm's executives to monitor investment consultants under their supervision to perform duties in compliance

connectivity and leadership;  (2)   To expedite promotion of financial literacy in line with the government?s national savings promotion strategy;  (3)   To categorize corporate finance supervision based on