appropriate channels for the distribution of the investment prospectus, making the prospectus in the same format as the annual registration statement to make it convenient to produce the annual registration

draft guidelines would provide examples of e-KYC in accordance to the principles as notified. However, business operators can also use other methods, provided that they have the same quality and

with annual financial statements ending 31 December 2023 onward. In addition, SEC repealed a rule that requires an auditor in foreign countries to be from the same network of accounting firm used in

same rules as much as possible, and (4) re-definition of the term, “major shareholder” based on “the number of the voting shares” instead of “the number of the outstanding shares” to truly reflect the

change is significant.- To repeal a rule that requires an auditor in foreign countries to be from the same network of accounting firm used in Thailand.  SEC disseminates the public hearing document for

that company. This is to ensure that REIT receives full benefits from invested assets and that REIT can supervise and control subsidiary companies’ operations to be in compliance with the same rules

proposed amendments would: (1) apply the same auto approval principles for the establishment of local branches to the applications for establishment of foreign branches as well, (2) remove the mandatory

Personnel in Capital Market dated June 3, 2014; classified as prohibited characteristics of personnel in capital market according to Clause 31(1) of the same Notification. Meanwhile, {A}, then a branch

misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

rectify and re-submit such financial statements to the SEC Office on the same day as well.  The SEC has granted PACE the second postponement for submitting the clarification and the rectified financial