qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies
related companies at the upcoming shareholders? meeting on September 25, 2014. Earlier, ADAM announced to seek shareholders? approval on 9.46 million baht disposal of assets of its subsidiaries, affiliates
the meeting of capital market product development; including foreign companies? initial public offerings in Thailand (primary listing), foreign companies? secondary listing, depositary receipt (DR
Bangkok, June 5, 2014 ? The SEC joined with the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, The Thai Bankers
auditors were unable to express opinions due to limitation on scope of audit imposed by the companies? managements. AIE and AI must submit to the SEC and publicly disclose the rectified and audited 2014
accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of
unlicensed broker-dealer securities business under the names of Benson Dupont Capital Management and Morgan Pacific, which sold shares of five listed companies in the U.S. to investors benefitting from trading
capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to
bond issuers? experience sharing. The afternoon session will introduce ?the bond fair 2015? joined by financial advisors, bond underwriters and assets management companies seeking investment in new bond
. # # # * (a) Commercial banks, (b) proprietary securities companies, (c) insurance companies, (d) government agencies and state enterprises under the law governing budgetary procedures or other juristic persons