following manners:             (1)  funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a

. 3.              Investors entitled to trade on secondary markets must be:3.1           Institutional investors, private equity firms, venture capital firms, and angel investors; and 3.2

Suraphong, Patinya, and Kingkarn whose beneficiary in her securities account was Praphol, colluded to trade big lots of KIAT shares several times at higher prices as manipulated by the group of offenders

the power to allow direct access for a person other than the SET's member to purchase or sell listed securities, grant additional exemption to members to trade listed securities outside the SET, and

connection, investors are strongly advised to be careful with solicitations to trade securities in other persons’ accounts and not to transfer money into IC personal accounts as it may lead to investment

September 2013, Mr. Siwasit Sainumphung colluded with the five persons above to use several trading accounts to trade YCI shares in concealment and on a continuous basis to mislead the public into believing

clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one

with normal market conditions with a view to inducing the general public to trade such securities.  The aforesaid actions of Shine and others were in contravention of Sections 243(1), (2) and 244 of the

the securities, including the amount and price. He also asked the client to leave the ATS saving account with him so he could help the client trade securities. In addition, he rehearsed the client in

and prohibited him from performing duties of securities company executives for two years. (4) {D}, an investor contact of KTB Securities Co., Ltd., provided a trading account for Sippakorn to trade