cases where such transaction is cross-trading between mutual funds under the same management company, the transaction shall have the following characteristics: (a) being a transaction which is appropriate
” 25 Branches from Total 119 Branches in order to Operate Medical Service Business for Healthcare and Esthetics under Trademark “Wuttisak” (Additional Amendment) Attn. to: President The Stock Exchange of
Assets of “Wuttisak Clinic” 25 Branches from Total 119 Branches in order to Operate Medical Service Business for Healthcare and Esthetics under Trademark “Wuttisak” (Additional Amendment) Attn. to
Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ securities ” means the securities by definition given under
Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “securities” means the securities by definition given under the
market business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Saowarat as an investment consultant for complex
characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
return to the unitholders after the inside information was disclosed.Chanyarat’s and Eakarat’s acts were liable to be the offenses under Section 241 and subject to the penalties under Section 296 of the
an offense under the second paragraph of Section 281/2 and Section 311 of the Securities and Exchange Act. The SEC, therefore, filed a criminal complaint against Mr. Suphan Sethapanich to the DSI to