Date Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox
Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 19/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
reviewed by the auditor of PricewaterhouseCooper ABAS Co.,Ltd. and approved by the Board of Directors of the Company on meeting No. 4/2020 held on May 8, 2020 and also clarify the change of operating
://www.sec.or.th/EN/Pages/MarketData/SecuritiesDerivativesBusiness.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved
/ActandRoyalEnactment/Act/translate-digital.docx complaint-form-general-en.docx / derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset exchange; · approved
exchange; · approved persons e.g. investment consultant; · listed companies/ securities https://www.sec.or.th/EN/documents/aboutsec/complaint-form-general-en.docx doc การเก็บรักษาทรัพย์สินของผู้ลงทุน และการ
been approved at the Bondholders’ Meeting No. 2/2024 on 21 October 2024); Agenda Item 2: An approval for the use of real estate collateral to create further obligations through registration of a
approved the proposed revision with the key points as follows: (1) To separate the criteria for IA approval renewal from those for IC and IP to allow for the specific determination of knowledge
include SEC Check First: information on approved service providers and products, SEC Bond Check: information on debt securities, SEC Fund Check: information on mutual funds, and IPO Fact Figure