Mr. Ratanapong Srirojanant Mr. Ratanapong Srirojanant, in collaboration with Mr. Suriya Suriyabhivadh, son of Mr. Vudhiphol Suriyabhivadh who is the vice chairman of the board of directors of L.P.N

ในผลิตภณัฑใ์นตลาดทุน  Advice + pass on to trade : การใหบ้ริการใหค้ าแนะน าการลงทุนในผลิตภณัฑใ์น ตลาดทุนและไดรั้บการแต่งตั้งเป็นตวัแทนในการอ านวยความสะดวกเพื่อรับส่งค าสั่งซ้ือขายหลกัทรัพย ์ หรือสัญญา

money into the second client's bank account. In addition, Sakkarin used the trading account of the second client to trade securities for himself with the trading volume exceeding 40 million baht; (3

that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself

SEC probed into the case and found that her client had authorized her to sell securities in the client account during the client's overseas trip, if getting profit, while the client would make the

statements disclosed in the registration statements and draft prospectus and concealed the facts which should have been provided in the factsheets of the company’s corporate bond offering. STARK claimed that

well as gathers questionnaire data and conducts in-person interviews with representatives from relevant sectors.  ___________________________

Company Investment Advisory Company Derivatives Brokerage Derivatives Dealing Commercial Bank Life Insurance Company Trustee foreign juristic person / organization under digital asset business Funding

allocated assets prior to others. These customers must not be individuals with a relationship to the derivatives broker in such manners as director, executive, major shareholder and controlling person of

registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003). - The SEC filed a criminal complaint against the alleged offender together with the others. The inquiry official