intention to conceal the fact and fabricating false evidence. She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses. Following a referral from
Public Company Limited, which was a major shareholder of TIP holding 5.49 percent of the total shares at the time, ordered TIP shares to be sold from the account of Thaisri Insurance during 13-28 September
institutional investor or high net worth individual, investment units to be offered for sale must be disclosed on the SEC website and be traded at the same time and on the same day as its home country, except in
services dishonestly. Both persons were working at Bangkok Bank Public Company Limited (BBL) at the time of their misconduct.In the case of {A}, BBL's inspection report and the SEC's further investigation
. The SEC, therefore, bans him from securities and derivative business for ten years during the same period of time.
bills of exchange under the SEA while the details will be set after consultation with the Bank of Thailand, providing that certain period of time will be prescribed to allow the financial institution?s
to have sufficient period of time to study relevant information prior to the meeting date. To comply with such good practice, under Section 89/28 of the Securities and Exchange Act B.E. 2535
project?s complicated nature, advanced technology involvement as well as time and cost factors. To facilitate the development of CDM, the SEC has thus approved the setup of carbon credit fund in the form of
his possession at the time were free from any encumbrance. It has, however, turned out that neither the assets such former executive had claimed for have been pledged as collaterals with NIPPON nor is
value was 553.94 billion baht, more than 32 percent increase from the previous year. Moreover, some of long-term bonds were offered for sale by 24 first-time issuers while 56 companies were newcomers for