characteristics or become unsuitable to operate the outsourced function in accordance with the provisions prescribed herein or the rules prescribed by the SEC Office by virtue of this Notification. Clause 5 This
characteristics or become unsuitable to operate the outsourced function in accordance 3 with the provisions prescribed herein or the rules prescribed by the SEC Office by virtue of this Notification. Clause 5 This
Clause 30; (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i] affecting clients , investors , the company, shareholders as a whole, money market or capital
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
air conditioner and humidity level suitable for specification of the computer system, whereas the computer system may fail to function under unsuitable temperature and humidity condition. [M] 2.4 Water
for specification of the computer system, whereas the computer system may fail to function under unsuitable temperature and humidity condition. [M] 2.4 Water leak-detecting system. o In a case where
client’s derivatives trading is inappropriate or may contravene the law on derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
client’s derivatives trading is inappropriate or may contravene the law on derivatives3; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
branch office has had inappropriate manner as follows: (1) doing business in a manner which may cause damage to its clients; (2) undertaking operation in a manner which may cause disgrace to the reputation