brokerage or securities dealing, the SEC Office may order such securities company to correct, act or omit from any act, to comply with this Notification. Chapter 3 Transitional Provisions _______________
appointment of representatives for a specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification ___________________ Clause 18 Any
specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification ___________________ Clause 18 Any Notification of the SEC Office, orders
แบบอิเล็กทรอนิกส์เพียงรูปแบบเดียว อย่ำงไรก็ดี เพื่อให้ ผู้มีหน้ำที่รำยงำนมีระยะเวลำในกำรท ำควำมเข้ำใจมำกยิ่งขึ้นส ำหรับกำรส่งรำยงำนในรูปแบบ อิเล็กทรอนิกส์ ส ำนักงำนจึงก ำหนดระยะเวลำ (transitional period
the SEC Office prior to the date on which the SEC Office imposes such suspension or revocation of approval. Chapter 4 Transitional Provisions _____________________ Clause 28 Any person obtaining
Transitional Provisions _____________ Clause 34 All notifications of the Office of the Securities and Exchange Commission, orders, and circulations which were issued by virtue of or set out guidelines in
explicitly and sufficiently a direction for considering an action in previous cases with similar facts to the case under consideration. Chapter 8 Transitional Provisions Clause 40 In this Chapter: “ repealed
Transitional Provisions Clause 40 In this Chapter: “ repealed notification ” means the Notification of the Capital Market Supervisory Board or the Notification of the Office of the Securities and Exchange
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...