without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause 9 and Clause 10 for a minimum period of two years from the preparation date thereof
9 and Clause 10 for a minimum period of two years from the preparation date thereof and in the manner which facilitates prompt inspection by the Office upon request. Clause 12. This Notification shall
made via telephone or by electronics mean, a record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its
Commercial Code (including the amendments thereof). In this regard, the shareholders’ meetings of SRT and GCT will consider approval of the amalgamation and proceed to convene a joint shareholders’ meeting
record of audio tape or electronic storage medium thereof shall be kept by the derivatives agent. (2) Records of the details of transaction executed for its customers, confirmation statement, evidence of
of each mutual fund, together with sufficient description thereof illustrating the distinctive nature of each mutual fund and the value of the pool of assets. Should there be any change in such
must provide details of the results of the offering of investment units of each mutual fund, together with sufficient description thereof illustrating the distinctive nature of each mutual fund and the
investment units of each mutual fund, together with sufficient description thereof illustrating the distinctive nature of each mutual fund and the value of the pool of assets. Should there be any change in
SEC Office in writing for stopping being as a REIT manager and the SEC Office permits thereof; (2) the SEC Office revokes the approval or orders a suspension of operation for the remaining period of the