Bangkok, December 18, 2013 ? The SEC is seeking public comment on draft amendments to exempt the duty of registered derivatives dealers and derivatives fund managers to conduct the suitability test
Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer
Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed
business expansion would not meet the target. 6. Shareholding before transaction: 49.00% of the Registered Capital 7. Shareholding after transaction: 0% of the Registered Capital We are also pleased to
at the ratio 20 percent of the current registered capital at the amount of THB 6,000,000 (Six million baht). As the above transaction, the Company will hold EKI’s ordinary
of 1,200,000 ordinary shares at the ratio 20 percent of the current registered capital at the amount of THB 6,000,000 (Six million baht). As the above transaction, the Company
and Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 26/2545 Re: Determination of Paid-Up Registered Capital of Securities Companies Licensed to Undertake
. 26/2545 Re: Determination of Paid-Up Registered Capital of Securities Companies Licensed to Undertake Securities Business in the Category of Mutual Fund Management _____________ By virtue of Section 14
, Singapore 048623 Registered capital: S$500,000.- consists of 5,000 common shares with par value of S$100.- Percentage of shareholding: 100% of the registered capital Reason for closing down: No asset and