has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage, either under Thai or
(c). (2) within a period of ten years prior to the filing date of the application for an offer for sale of newly issued shares, the applicant has been sentenced by a final judgement in 2 Amended by the
under (b) or (c). (2) within a period of ten years prior to the filing date of the application for an approval to establish a fund, such person has been sentenced by a final judgement in an offense
pending application for exemption from the SEC; O no 6.19 Having been convicted by a final judgement of the court for an offence related to unfair practice concerning securities or derivatives trading or
……………………................. ………………………………………………………………... ………………………………………….(attachment) (if any) O granted exemption by the SEC; O pending application for exemption from the SEC; O no 6.19 Having been convicted by a final judgement of the court for an offence related to unfair
with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences relating to property committed https://www.sec.or.th/EN/Pages/LawandRegulations
) MinistrialNotificationMNSEAPVD-8Notification proceedings instituted by the authorities in accordance with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences
attach claims on the property of the convicted person to be fined and achieve the effects of law enforcement.SEC Secretary-General, Rapee Sucharitakul said: "Effective law enforcement is an important part