aforementioned transactions. The audit must be carried out by an auditor on the SEC Approval List. Additionally, SAM must submit the special audit report, along with all relevant documents and evidence, to the SEC
markets’ robustness and sustainability. APRC members consist of 33 regulatory and relevant agencies from the Asia-Pacific capital markets in 28 jurisdictions. _________________________
enforcement activities, statistics, and collaboration with relevant agencies to combat and prevent investment scams on social media platforms. The event took place on 22 August 2024, at the SEC Building.Ms
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
convenient reporting of tips and incidents. In addition, the SEC is working with relevant agencies and social media platform providers to block investment scam contents on their channels. This collaborative
setting, and impact measurement to address SDGs relevant to business operations. The training session was attended by 59 representatives from 34 listed companies on 28 June 2024, in Bangkok.Mrs. Pornanong
. This also includes the provisions that authorize the relevant authority to set standards to enhance confidence in capital market activities. The Draft has already been reviewed by the Office of the
has taken the respondents’ comments and suggestions into consideration to enhance clarity and appropriateness of the aforesaid principles. In this regard, relevant regulations have been drafted and are
relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital
drafted relevant regulations, with the key points as follows: (1) To revise the refresher criteria for IA to include a minimum number of training hours required for the course, in alignment with the roles