investment in derivatives traded on foreign derivatives exchange without limiting investment objective, providing that the investment must be made through securities company. The revised regulations aim to
debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights
questions cover personal data, financial status, financial knowledge and experience, investment objective as well as risk appetite and willingness to take risks. For instance, it may be the case that young
2014. Starting from January 1, 2014, provident funds are allowed to invest in derivatives for the purpose of efficient portfolio management (EPM) up to a permissible proportion. The funds were previously
investors in line with the Capital Market Development Master Plan?s objective which aims to promote quality and diverse financial products comparable to those in the regional markets. To be eligible for SET
-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress
regulating and enforcing laws to protect investors. Simultaneously, it encompasses the development of various market aspects, particularly market accessibility for wider ranges of Thai population. The goal
disclosure CRAs should make disclosure and transparency an objective of their ratings activities; and Confidential information CRAs should maintain in confidence all non-public information communicated to them
. 2558 (2015), which allows “perennial trees” to be registered as business collateral. Its objective is to encourage people to grow high-value trees in order to create economic value and to maximize the
No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the