e-service Online Submission See canceled document Securities Borrowing and Lending >> Short Sale Provisions (section 98(5)) Type Title Section See Document Status Notified Date Effective Date 1. Act
) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) which contains certain provisions relating to the restriction of rights and liberties of persons, which Section 29 in conjunction
. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange By virtue of Section 9(2) of the Derivatives Act B.E. 2546 (2003) which contain certain provisions
“home regulator” shall have the same definitions as specified in the Notification of the Capital Market Supervisory Board concerning Provisions relating to Offering for Sale of Units of Foreign Collective
ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https
(2008) which contain certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44
: https://publish.sec.or.th/nrs/10381p_r.pdf ** Including transitional provisions, allowing business operators sufficient time to develop reporting systems in compliance with the new regulations.
provisions related to the offering for sale of bills in a private placement (PP10) as it is no longer determined as an offering for sale of bills deemed as securities* pursuant to the regulations on
Portals Acting as Bondholder Representatives, dated 30 July 2024: https://publish.sec.or.th/nrs/10291s.pdf 3. Notification of the Capital Market Supervisory Board No. Tor Jor. 23/2567 Re: Provisions